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Canadian Securities Administrators
Results: 443

#	Item
361	For Immediate Release April 13, 2012 CSA and IIROC announce the implementation of a dark liquidity framework in Canada Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:08 Finance Investment Industry Regulatory Organization of Canada Canadian securities regulation Universal Market Integrity Rules Dark liquidity Canadian Securities Administrators Capital market Ontario Securities Commission Securities Commission of New Zealand Financial markets Financial economics Financial system
362	CSA Staff Notice[removed]Notice of Local Amendments-Nova Scotia and Yukon November 15, 2012 On May 6, 2011, we published CSA Staff Notice[removed]Update of CSA Instruments indicating staff’s intention to update rule cons Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:17 Financial economics Canadian securities regulation Canadian Securities Administrators SEC filings Securities Commission Form 4
363	March 29, 2011 CSA Issues Investor Watch Regarding Foreign Currency Exchange (Forex/FX) Trading Saint John – The Canadian Securities Administrators (CSA) today issued an investor watch to make investors aware of the s Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:08 Canadian securities regulation Financial services Financial economics Financial system Financial markets Forex-Metal FXCM Foreign exchange companies Foreign exchange market Canadian Securities Administrators
364	CANADIAN SECURITIES ADMINISTRATORS[removed]Enforcement Report Canadian Securities Administrators The Canadian Securities Administrators (CSA) is the council of the 10 provincial and three territorial Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:20:18 Corruption Canadian law Canadian securities regulation Securities Commission of New Zealand U.S. Securities and Exchange Commission Insider trading Securities regulation in the United States Canadian Securities Administrators Financial regulation Economics Finance Financial system
365	Microsoft Word - CSA Enforcement Report-April[removed]to September[removed]d… Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:20:19 Canadian law Canadian securities regulation Canadian Securities Administrators British Columbia Securities Commission Ontario Securities Commission Investment Industry Regulatory Organization of Canada Securities Commission of New Zealand Securities regulation in the United States Securities Commission Financial regulation Financial system Canada
366	Schedule B - REGISTRATION INFORMATION Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2012-01-05 11:55:31 Provinces and territories of Canada Government Registry department Canada Canadian Securities Administrators Finance Investment Canadian securities regulation Autorité des marchés financiers British Columbia Securities Commission Securities Commission
367	CSA NOTICE AND REQUEST FOR COMMENT IMPLEMENTATION OF STAGE 2 OF POINT OF SALE DISCLOSURE FOR MUTUAL FUNDS PROPOSED AMENDMENTS TO NATIONAL INSTRUMENT[removed]MUTUAL FUND PROSPECTUS DISCLOSURE, FORM 81-101F3 AND COMPANION P Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:09 Securities Canadian law Stock market Canadian securities regulation Prospectus Mutual fund Canadian Securities Administrators Independent Review Committee Financial economics Investment Finance
368	CSA Investor Watch – Backgrounder FOREIGN CURRENCY EXCHANGE (Forex/FX) Trading March 29, 2012 Staff of the members of the Canadian Securities Administrators (CSA) have identified an increase in foreign exchange (Forex/ Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:04 Business Financial services Interbank foreign exchange market Electronic trading platform Exchange rate Rollover Foreign exchange fraud FXCM Foreign exchange market Foreign exchange companies Economics
369	Microsoft Word - Report on Enforcement Activities[removed]to[removed]fi. Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:20:19 Canadian securities regulation Financial system Investment Industry Regulatory Organization of Canada Canadian Securities Administrators British Columbia Securities Commission Government Ontario Securities Commission Securities regulation in the United States Securities Commission of New Zealand Financial regulation Canada Canadian law
370	CANADIAN SECURITIES ADMINISTRATORS CONSULTATION PAPER[removed]: THE STANDARD OF CONDUCT FOR ADVISERS AND DEALERS: EXPLORING THE APPROPRIATENESS OF INTRODUCING A STATUTORY BEST INTEREST DUTY WHEN ADVICE IS PROVIDED TO RETAI Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:24 Common law Fiduciary Corporations law Lac Minerals Ltd. v. International Corona Resources Ltd. Financial adviser Duty of care Duty of loyalty Registered Investment Advisor Investment Advisor Law Equity Finance

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